Journal of Psychological Science ›› 2022, Vol. 45 ›› Issue (5): 1273-1279.

Previous Articles    

Application of Grounded Theory: Misconceptions and Strategies

1,Dian-Zhi LIU2   

  1. 1. Soochow University
    2.
  • Received:2021-08-11 Revised:2022-04-14 Online:2022-09-20 Published:2022-09-20
  • Contact: Dian-Zhi LIU

扎根理论的运用:误区与策略

何木叶1,刘电芝2   

  1. 1. 苏州大学
    2. 苏州大学教育学院
  • 通讯作者: 刘电芝

Abstract: The application of grounded theory in social sciences is on the rise, but the misconceptions and difficulties in its application constrain the quality of researches. The purpose of this systematic review is to provide a reference for practical studies through the clarifications of common misconceptions in the application of grounded theory and proposals of specific strategies for the difficulties in its use. There are differences in the epistemology, ontology, and techniques of different versions of the grounded theory, but there are commonalities in the core principles. On the ground of these core facets, this article dissects the common misconceptions about using grounded theory. The misconceptions discussed here are as follows. Misconception 1: some studies of grounded theory neglect theory generation and narrow systemic methodology to coding procedures. Theories have explanatory power beyond description, so the application of grounded theory should focus on theoretical pursuits. The systemic methods can facilitate the theory generation more than the local method, so applying grounded theory should strengthen the systemic quality. Misconception 2: many researchers confuse theoretical sampling with purposive or initial sampling. Equating purposive sampling with theoretical sampling confuses the concept of different categories. It ignores the uniqueness of the theoretical focus of theoretical sampling, which means they cannot be used as synonymous terms. The theoretical sampling proceeds based on data analysis, but the initial sampling collects initial information. They are not the equivalents. Misconception 3: some researchers equate theoretical saturation with data saturation. The data saturation often manifests as repetition of data, while the theory saturation finds out varying patterns to the maximum and emphasizes the thickness of categories and theories. On this ground, it cannot be equated with frequency counting or data saturation. Misconception 4: some researchers often downplay memo writing and constant comparison but exaggerates mechanical coding. The memo writing and constant comparison promote category generation and theory development. The mechanical coding disengages from the actual conditions of researches. The coding procedure of grounded theory is not an unchanging formula; it needs increased attention on memo writing and constant comparison. Targeting the increased comprehensibility and accessibility of the grounded theory for the Novice, this article analyzes the strategies to apply its core principles through case analysis. These strategies proposed are as follows. (1)Conduct the theoretical sampling through diverse forms such as concept identification, continuous inquiry, identification of new locations, and participants characteristics. (2) Judge the theoretical saturation based on conceptual density, logical relationships between categories, and theoretical explanatory power. (3) Facilitate the appropriate coding procedure through compliance with the coding prescription and flexibility, group dialogue. (4) Write the memo in the form of free or thematic writing,with the help of a figure and table. (5) Carry out the constant comparison through similarities and differences, longitudinal and horizontal, back and forth comparison. Given the current misconceptions and difficulties in grounded theory study, this article proposes that research on applying grounded theory should focus on systematicity, standardization, and flexibility. In addition, researchers should develop diverse strategies to promote theory generation in the future based on the core principles of grounded theory and research practice.

Key words: grounded theory, core principles, misconception, strategies

摘要: 扎根理论在多学科研究中呈上升趋势,但运用误区和难点制约着研究质量。基于扎根理论的核心原则剖析常见的运用误区:忽视理论生成、将系统方法论窄化为编码程序、将理论抽样混同为目的性抽样或初始抽样;将理论等同于数据;重机械编码轻备忘录写作和持续比较。总结理论抽样、理论、适宜编码、备忘录撰写和持续比较的具体策略。最后提出扎根理论运用研究应秉承扎根、融合创新,注重系统性、规范性和灵活性。

关键词: 扎根理论, 核心原则, 误区, 策略

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